Home Economics Study Suggests FINRA Fails To Prevent Conflicts Of Interest

Study Suggests FINRA Fails To Prevent Conflicts Of Interest

Advertisement Disclosure: When you purchase through our sponsored links, we may earn a commission from our partners. By using this website you agree to our T&Cs.



The largest independent securities regulator in the U.S. is failing to prevent conflicts of interest among Wall Street equity analysts who later seek jobs at major corporations, according to a new study. Ben Lourie, a PhD candidate at UCLA Anderson Business School, argues that the Financial Industry Regulatory Authority (FINRA) is failing to police the “revolving…

Study Suggests FINRA Fails To Prevent Conflicts Of Interest

Our Editorial Standards

At ValueWalk, we’re committed to providing accurate, research-backed information. Our editors go above and beyond to ensure our content is trustworthy and transparent.

Investing

Which Stocks Should You Buy, and Sell, in 2026?

Dave Kovaleski5 months

Also, the 3 sectors that Wall Street analysts are most bullish about. The usual suspects dominated in 2025 as both the Communication Services and Information Technology sectors helped boost the...