Home Economics Study Suggests FINRA Fails To Prevent Conflicts Of Interest

Study Suggests FINRA Fails To Prevent Conflicts Of Interest

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The largest independent securities regulator in the U.S. is failing to prevent conflicts of interest among Wall Street equity analysts who later seek jobs at major corporations, according to a new study. Ben Lourie, a PhD candidate at UCLA Anderson Business School, argues that the Financial Industry Regulatory Authority (FINRA) is failing to police the “revolving…

Study Suggests FINRA Fails To Prevent Conflicts Of Interest

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