[ssba] **European Short Positions have been moved to a separate page, follow this link. Short Positions that have been reduced to less than 0.5% are now sorted in Historical Data as soon as they are reduced. Please check Historical Data to see which positions have been covered. The holding will reappear in this list if the position holder raises it to threshold level again**
In late 2012, the EU began to require firms which held a short position in European stocks to disclose the position. The law now requires that firms with a short position equal to or over 0.5% of outstanding shares to publicly list it. The Short Selling Regulation (SSR), Regulation (EU) No 236/2012, introduces a notification and disclosure regime for investors who hold net short stock positions. Unsurprisingly, many large banks, hedge funds, asset managers in both the UK and the USA will appear on this list. All the various countries in the EU list on different sites and it is difficult at times to find the information. We have built a list of all the countries so far which have put up the list. The countries which are now disclosing their short positions include , Austria, Belgium, Denmark, Finland, France, Germany, Hungary, Ireland, Italy, Netherlands, Poland, Spain, Sweden and United Kingdom. Some countries have yet to start the process including, Bulgaria, Potugal, Czech, Estonia, Lithuania, Latvia, Malta, Luxembourg, Romania, Greece, Slovenia, and Slovakia. When those countries do become available we will post them as well.
Also See: European Short Positions – Historical Stock Data
This list is updated frequently, however, the information should not be relied upon for any purpose other than entertainment. See our legal disclaimer for more details.
Austria: Stock Short Positions
[table] Date, Fund, Company, Net Short Position (%)
3/27/2013 ,CQS (UK) LLP, CA Immobilien Anlagen Aktiengesellschaft, 0.59%
3/27/2013 ,CQS (UK) LLP, conwert Immobilien Invest SE, 0.83%
*NEW*3/15/2013, Chilton Investment Company LLC, VERBUND AG, 0.52%
3/13/2013, Lazard Asset Management LLC, conwert Immobilien Invest SE, 0.59%
11/6/2012 ,Castle Creek Arbitrage LLC, conwert Immobilien Invest SE, 1.43%
11/1/2012 ,Jabre Capital Partners SA, A-TEC INDUSTRIES AG, 3.41%
11/1/2012 ,Wellington Managment Company LLP, Raiffeisen Bank International AG, 0.54%
[/table]
Austria Historical Data
Belgium: Stock Short Positions
[table] Date, Fund, Company, Net Short Position (%)
3/26/2013, PERCEPTIVE ADVISORS LLC,Thrombogenics, 2.16%
3/26/2013, BlackRock Institutional Trust Company National Association, Nyrstar, 0.70%
3/22/2013,GAM Investment Management Lugano SA, Nyrstar, 0.84%
3/21/2013, Adage Capital Management, Solvay, 0.58%
3/19/2013, Marshall Wace LLP, Bekaert, 0.60%
3/19/2013, SCOPIA FUND MANAGEMENT LLC, UCB, 0.78%
3/14/2013, AKO Capital LLP for AKO Master Fund Limited, BELGACOM, 1.01%
3/12/2013, Adage Capital Management, Thrombogenics, 1.99%
3/8/2013, Marshall Wace LLP, BELGACOM, 0.61%
3/7/2012, Coatue Management L.L.C, Delhaize Group, 0.76%
3/7/2013, Meditor Capital Management Limited,Thrombogenics,0.66%
3/4/2013, Maverick Capital Ltd., Delhaize Group, 2.02%
2/20/2013, OrbiMed Advisors LLC, Thrombogenics, 0.97%
2/14/2013, Egerton Capital Limited, Bekaert, 1.01%
1/9/2013, Pennant Capital Management LLC, Delhaize Group, 1.42%
1/2/2013, AKO Capital LLP for AKO Master Fund Limited, Delhaize Group, 1.79%
1/2/2013, SCOPIA FUND MANAGEMENT LLC, Delhaize Group, 0.81%
12/6/2012, Roble S.L., Delhaize Group, 1.25%
12/4/2012, Tiger Consumer Management LLC, Delhaize Group, 1.05%
11/1/2012,Ennismore Fund Management Limited PLC, Agfa Gevaert Nv,0.82%
11/1/2012, TT International, Bekaert, 0.54%
11/1/2012, Wellington Management Company LLP, Dexia SA, 1.02%
[/table]
Belgium Historical Data
Denmark: Stock Short Positions
[table]
Date, Fund, Company, Net Short Position (%)
5/15/2013 ,Maverick Capital Ltd,FLSmidth & Co., below 0.5%
4/5/2013 ,Maverick Capital Ltd,FLSmidth & Co., 1.31%
3/22/2013 ,Georgetown Asset Holdings Ltd, Pandora , 1.87%
3/18/2013 ,AQR Capital Management LLC, FLSmidth & Co., 1.41%
*NEW*3/18/2013, Highbridge Capital Management LLC, A/S Det Østasiatiske Kompagni,0.52%
3/13/2013 ,Perella Weinberg Partners Capital Management Europe, Vestas Wind Systems, 0.65%
3/5/2013 ,Blue Ridge Capital LLC, Pandora , 1.19%
2/22/2013 ,Sothic Capital Management LLP, Vestas Wind Systems, 1.35%
*NEW*2/19/2013, BlackRock Institutional Trust Company,Vestas Wind Systems, 0.5%
2/11/2013 ,Eton Park International LLP, Vestas Wind Systems, 2.37%
2/5/2013 ,Lansdowne Partners Limited, H.Lundbeck, 0.83%
1/21/2013 ,D.E. Shaw & Co. L.P.,FLSmidth & Co., 1.01%
1/10/2013 ,SCGE Management L.P.,Vestas Wind Systems, 0.70%
12/24/2012 ,Greenlight Capital Inc.,FLSmidth & Co., 2.66%
12/21/2012 ,Alden Global Capital Limited, Vestas Wind Systems, 0.83%
11/19/2012 ,Meditor Capital Management Limited, TDC, 1.61%
11/13/2012 ,AQR Capital Management LLC, Novozymes, 0.52%
11/2/2012 ,Blue Ridge Capital LLC, Vestas Wind Systems , 4.47%
11/2/2012 ,Morton Holdings Inc., Pandora , 1.44%
11/2/2012 ,GAM Investment Management Lugano SA, NKT Holding , 0.53%
11/2/2012 ,Ennismore Fund Management Limited, Bang & Olufsen , 0.91%
[/table]
Denmark Historical Data
Finland: Stock Short Positions
[table]
Date, Fund, Company, Net Short Position (%)
4/19/2013 ,CITADEL EUROPE, OUTOTEC OYJ, 0.65%
4/19/2013 ,BLUE RIDGE CAPITAL, L.L.C. METSO OYJ, 0.79%
4/19/2013 ,DISCOVERY CAPITAL MANAGEMENT LLC, NOKIA OYJ, 1.76%
4/19/2013 ,LONE PINE CAPITAL LLC, NOKIA OYJ, 0.97%
4/19/2013, VIKING GLOBALINVESTORS LP, NOKIA OYJ, 1.74%
*NEW*4/18/2013 ,LONE PINE CAPITAL LLC, NOKIA OYJ, 0.55%
4/18/2013 ,FEST N.V., NOKIA OYJ, 0.86%
4/18/2013 ,MAVERICK CAPITAL LTD., NOKIA OYJ, 1.07%
4/17/2013, UBS O’CONNOR LIMITED, OUTOTEC OYJ, 0.61%
4/17/2013 ,CARLSON CAPITAL UK LLP, OUTOTEC OYJ, 1.7%
4/17/2013 ,AKO CAPITAL LLP FOR AKO MASTER FUND LIMITED, STORA ENSO OYJ, 0.63%
4/17/2013 ,AKO CAPITAL LLP FOR AKO MASTER FUND LIMITED, UPM-KYMMENE OYJ, 1.37%
4/16/2013 ,LUXOR CAPITAL GROUP LP, OUTOKUMPU OYJ, 2.60%
4/15/2013 ,MERCHANTS’ GATE CAPITAL LP, STORA ENSO OYJ, 0.79%
4/11/2013, BLACKROCK INSTITUTIONAL TRUST COMPANY NATIONAL ASSOCIATION, CARGOTEC OYJ, 0.60%
*NEW*4/10/2013, Marshall Wace LLP, NOKIAN RENKAAT OYJ, 0.5%
4/9/2013 ,MERCHANTS’ GATE CAPITAL LP, UPM-KYMMENE OYJ, 0.79%
4/5/2013 ,ADAGE CAPITAL MANAGEMENT L.P., OUTOKUMPU OYJ, 0.55%
*NEW*4/3/2013, D. E. SHAW & CO. L.P., NESTE OIL OYJ, 0.5%
4/2/2013 ,S.A.C. CAPITAL ADVISORS L.P., NESTE OIL OYJ, 0.7%
4/2/2013, SOROBAN CAPITAL PARTNERS LLC, STORA ENSO OYJ,1.03%
3/26/2013 ,AXIAL CAPITAL MANAGEMENT LLC, SANOMA OYJ, 0.68%
3/26/2013,SOROBAN CAPITAL PARTNERS LLC, UPM-KYMMENE OYJ,0.77%
3/21/2013 ,ODEY ASSET MANAGEMENT LLP, METSO OYJ, 0.61%
3/20/2013 ,ODEY ASSET MANAGEMENT LLP, KEMIRA OYJ, 1.2%
3/18/2013 ,PENNANT CAPITAL MANAGEMENT LLC, OUTOKUMPU OYJ, 1.2%
3/15/2013, TURIYA ADVISORS ASIA LIMITED, NOKIAN RENKAAT OYJ, 0.84%
3/7/2013 ,SOROBAN CAPITAL PARTNERS LLC, NOKIA OYJ, 0.62%
3/5/2013 ,MAVERICK CAPITAL LTD., STORA ENSO OYJ, 1.7%
2/22/2013 ,MAVERICK CAPITAL LTD., OUTOTEC OYJ, 2.25%
2/11/2013 ,AQR CAPITAL MANAGEMENT LLC, NOKIAN RENKAAT OYJ, 1.01%
2/6/2013, ZBI EQUITIES L.L.C., STORA ENSO OYJ, 2.52%
2/6/2013, ZBI EQUITIES L.L.C.,UPM-KYMMENE OYJ, 1.06%
2/6/2013 ,ADELPHI CAPITAL LLP, KESKO OYJ, 0.65%
1/25/2013, MARSHALL WACE LLP, TIETO OYJ, 0.5%
1/10/2013 ,BLUE RIDGE CAPITAL L.L.C., NOKIA OYJ, 1.5%
11/19/2012 ,HIGHLINE CAPITAL MANAGEMENT L.L.C., STORA ENSO OYJ, 0.5%
11/6/2012 ,AKO CAPITAL LLP FOR AKO MASTER FUND LIMITED, SANOMA OYJ, 1.1%
11/1/2012 ,ETON PARK INTERNATIONAL LLP, NOKIAN RENKAAT OYJ, 0.95%
11/1/2012 ,BOCAGE CAPITAL LLC, OUTOKUMPU OYJ, 0.51%
11/1/2012 ,COATUE OFFSHORE MASTER FUND LTD., STORA ENSO OYJ, 0.62%
11/1/2012 ,LONE PINE CAPITAL LLC, STORA ENSO OYJ, 0.92%
11/1/2012 ,AVENUE CAPITAL MANAGEMENT II L.P., UPM-KYMMENE OYJ, 0.51%
[/table]
Finland Historical Data
France: Stock Short Positions
[table]
Date, Fund, Company, Net Short Position (%)
5/30/2013, AQR CAPITAL MANAGEMENT LLC, VALLOUREC, 1.49%
5/30/2013, MEDITOR CAPITAL MANAGEMENT LIMITED, EIFFAGE, 0.77%
5/30/2013, AKO CAPITAL LLC, THALES, 0.58%
5/30/2013, HIGHBRIDGE CAPITAL MANAGEMENT LLC, ALCATEL LUCENT, 1.15%
5/30/2013, MARSHALL WACE LLP, LAGARDERE SCA, 0.68%
5/30/2013, GEORGETOWN ASSET HOLDINGS LTD., GEMALTO NV, 1.32%
5/29/2013, BLACKROCK INSTITUTIONAL TRUST COMPANY NATIONAL ASSOCIATION, SOITEC, 0.6%
5/29/2013, BLACKROCK INSTITUTIONAL TRUST COMPANY NATIONAL ASSOCIATION, ACCOR, 0.65%
5/29/2013, BNP PARIBAS SA, PUBLICIS GROUPE SA, 0.76%
5/29/2013, ABC ARBITRAGE ASSET MANAGEMENT, UBISOFT ENTERTAINMENT, 0.81%
5/29/2013,CARLSON CAPITAL UK LLP,COMPAGNIE INDUSTRIELLE ET FINANCIERE D’INGENIERIE INGENICO, 0.57%
5/28/2013, ADAGE CAPITAL MANAGEMENT, PEUGEOT S.A., 0.71%
5/28/2013, ODEY ASSET MANAGEMENT LLP, PEUGEOT S.A., 1.3%
5/24/2013,BNP PARIBAS SA, ALTRAN TECHNOLOGIES, 1.46%
5/22/2013, LANSDOWNE PARTNERS LIMITED, L’AIR LIQUIDE,0.89%
5/22/2013,STEADFAST CAPITAL MANAGEMENT LP, GEMALTO NV, 0.51%
5/21/2013, AXIAL CAPITAL MANAGEMENT LLC, NEOPOST S.A., 0.58%
5/20/2013,CADIAN CAPITAL MANAGEMENT LLC, COMPAGNIE INDUSTRIELLE ET FINANCIERE D’INGENIERIE INGENICO, 1.59%
5/17/2013, AQR CAPITAL MANAGEMENT LLC, ALCATEL LUCENT, 1.03%
5/17/2013, MAVERICK CAPITAL LTD, GEMALTO NV, 1.94%
5/17/2013,HIGHBRIDGE CAPITAL MANAGEMENT LLC, NEXANS, 0.79%
5/16/2013, SAEMOR EUROPE ALPHA FUND, NEXANS, 0.84%
5/16/2013, AKO CAPITAL LLP,BOUYGUES, 1.06%
5/15/2013, LONE PINE CAPITAL LLC, COMPAGNIE INDUSTRIELLE ET FINANCIERE D’INGENIERIE INGENICO, 1.33%
5/14/2013, BLUE RIDGE CAPITAL L.L.C, GEMALTO NV, 1.13%
5/14/2013, BLACKROCK INVESTMENT MANAGEMENT UK LTD, SOITEC, 2%
5/14/2013, AKO CAPITAL LLP, NEXANS, 0.89%
5/13/2013, BLACKROCK INSTITUTIONAL TRUST COMPANY NATIONAL ASSOCIATION, TELEVISION FRANCAISE 1, 0.5%
5/13/2013, MARSHALL WACE LLP, VEOLIA ENVIRONNEMENT, 0.85%
5/10/2013, LONE PINE CAPITAL LLC, GEMALTO NV, 1.14%
*NEW*5/7/2013, FIL INVESTMENT SERVICES UK LIMITED, NEXANS, 0.57%
5/7/2013, AQR CAPITAL MANAGEMENT LLC, NEXANS, 1.01%
5/7/2013, BRAHMAN CAPITAL CORP, NEOPOST S.A, 1.51%
5/3/2013, CITADEL EUROPE LLP, NEXANS, 1.02%
5/3/2013, ADELPHI CAPITAL LLP, PAGESJAUNES GROUPE, 0.98%
5/2/2013, SAMLYN CAPITAL LLC, COMPAGNIE INDUSTRIELLE ET FINANCIERE D’INGENIERIE INGENICO, 0.69%
5/2/2013, VALINOR MANAGEMENT LLP, NEOPOST S.A, 0.6%
5/2/2013, ADELPHI CAPITAL LLP, NEOPOST S.A., 1.03%
4/30/2013,HIGHBRIDGE CAPITAL MANAGEMENT LLC, NEOPOST S.A, 0.69%
4/15/2013,BRED BANQUE POPULAIRE, ICADE,0.62%
4/15/2013, COATUE MANAGEMENT L.L.C., COMPAGNIE INDUSTRIELLE ET FINANCIERE D’INGENIERIE INGENICO, 1.88%
4/15/2013, D.E. SHAW & CO. L.P., PEUGEOT S.A, 2%
*NEW*
*NEW* 4/12/2013,AQR CAPITAL MANAGEMENT LLC, FAURECIA, 0.52%
4/12/2013, HIGHBRIDGE CAPITAL MANAGEMENT LLC, GROUPE STERIA SCA,0.58%
4/12/2013, MARSHALL WACE LLP, PEUGEOT S.A., 0.81%
4/9/2013, CQS UK LLP, ATOS SE, 0.72%
4/9/2013, EXANE SA, ALTRAN TECHNOLOGIES, 1.71%
*NEW*4/4/2013, ODEY ASSET MANAGEMENT LLP,JCDECAUX SA, 0.52%
4/2/2013, FEROX CAPITAL LLP, ALTRAN TECHNOLOGIES, 2.66%
4/2/2013, WELLINGTON MANAGEMENT COMPANY LLP, COMPAGNIE INDUSTRIELLE ET FINANCIERE D’INGENIERIE INGENICO, 0.9%
4/2/2013, CONATUS CAPITAL MANAGEMENT LP, COMPAGNIE INDUSTRIELLE ET FINANCIERE D’INGENIERIE INGENICO, 0.97%
3/28/2013, KITE LAKE CAPITAL MANAGEMENT (UK) LLP, BELVEDERE, 0.72%
*NEW*3/22/2013, GSA CAPITAL PARTNERS L.L.P., THEOLIA, 0.5%
3/21/2013, LANSDOWNE PARTNERS LIMITED, EDENRED,0.51%
*NEW*3/19/2013, BLACKWELL PARTNERS LLC, ARTPRICE.COM, 0.82%
3/19/2013, EGERTON CAPITAL LIMITED, PEUGEOT S.A., 0.71%
3/19/2013, SAMLYN CAPITAL, COMPAGNIE INDUSTRIELLE ET FINANCIERE D’INGENIERIE INGENICO, 0.55%
3/8/2013, PENNANT CAPITAL MANAGEMENT, NEOPOST S.A., 1.81%
3/5/2013, BLACKROCK INSTITUTIONAL TRUST COMPANY NATIONAL ASSOCIATION, ALCATEL LUCENT, 0.5%
2/27/2013, POLAR CAPITAL LLP, EUROFINS SCIENTIFIC SE, 0.57%
2/27/2013, B AND G MASTER FUND PLC, VEOLIA ENVIRONNEMENT, 0.62%
2/15/2012, AMBER CAPITAL UK LLP, ICADE, 1.16%
2/12/2012, FIL FUND MANAGEMENT LTD, JCDECAUX SA, 0.58%
2/1/2013, BARRINGTON WILSHIRE, SOITEC, 1.11%
2/1/2013, AQR CAPITAL MANAGEMENT LLC, NEOPOST S.A, 1.01%
1/18/2013, AXIAL CAPITAL MANAGEMENT, NEOPOST S.A, 0.53%
1/18/2013, AKO CAPITAL LLC, CARREFOUR, 0.78%
1/17/2013,CADIAN CAPITAL MANAGEMENT LLC, Compagnie Industrielle & Financ. D’Ent., 0.53%
1/14/2013, MARSHALL WACE LLP, ALCATEL LUCENT, 0.59%
1/10/2013, SUSQUEHANNA INTERNATIONAL GROUP LTD, ANF IMMOBILIER, 0.63%
1/07/2013, DAVIDSON KEMPNER EUROPEAN PARTNERS LLP, NEOPOST S.A, 0.61%
1/07/2013, OXFORD ASSET MANAGEMENT LLP, NEXANS, 0.69%
1/04/2013, LONE PINE CAPITAL LLC, AIR FRANCE-KLM, 0.79%
12/28/2012, AKO CAPITAL LLP, NEOPOST S.A, 3.31%
11/21/2012, KYNIKOS ASSOCIATES, GEMALTO NV, 0.61%
11/09/2012, CONTOUR ASSET MANAGEMENT, COMPAGNIE INDUSTRIELLE ET FINANCIERE D’INGENIERIE INGENICO, 0.64%
11/03/2012, HIGHFIELDS CAPITAL MANAGEMENT LP, DASSAULT SYSTEMES, 0.74%
11/03/2012, MORTON HOLDINGS INC, NEOPOST S.A., 1.07%
11/03/2012, ALTAIR INVESTMENT MANAGEMENT LTD, BENETEAU,0.60%
11/03/2012, FIL FUND MANAGEMENT LTD, JCDECAUX SA, 0.65%
11/01/2012, QVT FINANCIAL LP, GAMELOFT, 1.96%
11/01/2012, LONE PINE CAPITAL LLC, NEOPOST S.A., 0.51%
10/17/2012, CM-CIC SECURITIES, ICADE, 1.0%
[/table]
France Historical Data
Germany: Stock Short Positions
[table]
Date, Fund, Company, Net Short Position (%)
6/3/2013 ,D. E. Shaw & Co. (U.K.) Ltd., Drägerwerk AG & Co. KGaA, 1.21%
6/3/2013 ,Sheffield Asset Management L.L.C., Heidelberger Druckmaschinen Aktiengesellschaft, 1.23%
6/3/2013, Maverick Capital, AIXTRON SE, 3.55%
6/3/2013 ,AKO Capital LLP, Celesio AG, 2.48%
5/31/2013 ,Highbridge Capital Management LLC, LANXESS Aktiengesellschaft, 0.8%
5/31/2013 ,Barrington Wilshire LLC, AIXTRON SE, 1%
5/31/2013, GLG Partners LP, IVG Immobilien AG, 1.21%
5/31/2013 ,Och-Ziff Management Europe Ltd., TUI AG, 2.37%
5/31/2013 ,Sothic Capital Management LLP, Heidelberger Druckmaschinen Aktiengesellschaft, 0.88%
*NEW*5/30/2013, CapeView Capital, IVG Immobilien AG, 0.52%
5/30/2013 ,Cadian Capital Management LLC, Axel Springer Aktiengesellschaft, 1.32%
5/30/2013, BlackRock Institutional Trust Company National Association, Evotec AG, 0.57%
5/30/2013 ,Highbridge Capital Management LLC, Drillisch Aktiengesellschaft, 1.39%
5/30/2013 ,Highbridge Capital Management LLC, TAG Immobilien AG, 1.65%
5/30/2013 ,BlackRock Institutional Trust Company National Association, Klöckner & Co SE, 0.5%
5/29/2013 ,DNB Asset Management AS, Süss MicroTec AG, 0.67%
5/29/2013, CQS (UK) LLP, TUI AG, 0.97%
*NEW*5/28/2013, BlackRock Investment Management (UK) Limited, euromicron Aktiengesellschaft communication & control technology, 0.5%
5/28/2013 ,OXFORD Asset Management, IVG Immobilien AG, 0.58%
5/28/2013, BlackRock Institutional Trust Company National Association, euromicron Aktiengesellschaft communication & control technology, 0.5%
5/24/2013, Polygon Global Partners LLP, Air Berlin PLC, 0.6%
5/24/2013, BlackRock Institutional Trust Company National Association, AIXTRON SE, 0.6%
5/23/2013 ,Sothic Capital Management LLP, IVG Immobilien AG, 2.3%
5/23/2013, Universal-Investment-Luxembourg S.A.,IVG Immobilien AG, 0.87%
5/23/2013, Oxford Asset Management, Klöckner & Co SE, 0.70%
5/23/2013 ,Oxford Asset Management, SAF-HOLLAND GmbH, 1%
5/21/2013 ,Sothic Capital Management LLP, SMA Solar Technology AG, 1.17%
5/21/2013 ,Sothic Capital Management LLP, Praktiker AG, 2.9%
5/17/2013 ,Castle Creek Arbitrage LLC, TUI AG, 0.98%
5/17/2013 ,AQR Capital Management LLC, Dialog Semiconductor Plc, 2.71%
5/15/2013 ,AKO Capital LLP, METRO AG, 1.42%
5/10/2013, GAM Investment Management Lugano SA, DIALOG SEMICONDUCTOR PLC, 1.39%
4/15/2013 , Highbridge Capital Management, TUI AG, 0.56%
*NEW*4/12/2013,Highbridge Capital Management LLC , DEUTZ Aktiengesellschaft, 0.52%
*NEW*4/12/2013,Valinor Management LLC, Heidelberger Druckmaschinen Aktiengesellschaft, 0.52%
4/12/2013, BG Master Fund Plc, KUKA Aktiengesellschaft, 0.61%
4/12/2012, Highbridge Capital Management LLC, KUKA Aktiengesellschaft, 0.78%
4/12/2013 ,Highbridge Capital Management, AIXTRON SE, 1.09%
*NEW*4/11/2013, Highbridge Capital Management, Deutsche EuroShop AG, 0.53%
4/10/2013, Marshall Wace LP, LANXESS Aktiengesellschaft, 0.6%
4/10/2013, BlackRock Investment Management (UK) Limited, Evotec AG,0.52%
4/10/2013, Marshall Wace LLP, COMMERZBANK Aktiengesellschaft – Rechtsabteilung, 1.39%
4/9/2013 ,Barrington Wilshire LLC, Nordex SE, 2.12%
4/8/2013 ,D. E. Shaw & Co. (U.K.) Ltd., freenet AG, 0.89%
4/8/2013, BlackRock Institutional Trust Company National Association, BAUER Aktiengesellschaft,0.6%
4/8/2013 ,AQR Capital Management LLC, Kloeckner & Co USA Beteiligungs GmbH, 0.98%
4/8/2013, BlackRock Institutional Trust Company National Association, STRATEC Biomedical AG, 0.70%
4/5/2013 ,Marble Arch Investments, Heidelberger Druckmaschinen Aktiengesellschaft, 3.12%
*NEW*4/4/2013, TT International, Salzgitter Aktiengesellschaft, 0.53%
4/4/2013, BlackRock Institutional Trust Company National Association, Nordex SE, 0.61%
4/3/2013, Pine River Capital Management L.P., Drägerwerk AG & Co. KGaA, 0.7%
4/2/2013, S.A.C. Global Investors LLP, COMMERZBANK Aktiengesellschaft – Rechtsabteilung, 0.63%
4/2/2013 ,Tremblant Capital LP, Wincor Nixdorf Aktiengesellschaft, 0.81%
4/2/2013 ,Citadel Advisors LLC, Wacker Chemie AG, 0.68%
4/2/2013, Tremblant Capital LP, Dialog Semiconductor plc, 0.95%
*NEW*3/28/2013 ,Marshall Wace LLP, Salzgitter Aktiengesellschaft, 0.51%
3/28/2013, JHL Capital Group, Silver Bay Realty Trust Corp,1.88%
3/27/2013 ,BlackRock Institutional Trust Company National Association, ElringKlinger AG, 1%
3/26/2013 ,Adelphi Capital LLP, STADA Arzneimittel Aktiengesellschaft, 0.50%
3/26/2013 ,Saemor Capital B.V, AIXTRON SE, 0.79%
3/26/2013 ,PointState Capital LP, K+S Aktiengesellschaft, 1.09%
3/25/2013, Highbridge Capital Management LLC, MorphoSys AG,0.61%
3/25/2013 ,JPMorgan Asset Management (UK) Ltd, Singulus Technologies Aktiengesellschaft, 1.98%
3/25/2013 ,Oxford Asset Management, AIXTRON SE, 1.07%
3/25/2013 ,Meditor Capital Management Limited, HUGO BOSS AG, 0.56%
3/22/2013 ,AQR Capital Management LLC, AIXTRON SE, 1.31%
3/15/2013 ,AQR Capital Management LLC, STADA Arzneimittel Aktiengesellschaft, 1.11%
3/15/2013, AQR Capital Management LLC, STRATEC Biomedical AG, 0.6%
3/15/2013, AQR Capital Management LLC, Sky Deutschland AG, 0.51%
*NEW*3/13/2013, BlackRock Advisors (UK) Limited, Evotec AG, 0.5%
*NEW* 3/12/2012, Lansdowne Partners Limited, Fraport AG Frankfurt Airport Services Worldwide, 0.5%
3/12/2013 ,Highbridge Capital Management LLC, Klöckner & Co SE, 0.68%
3/11/2013 ,BlackRock Institutional Trust Company National Association, Salzgitter Aktiengesellschaft, 0.69%
3/6/2013 , Viking Global Investors LP, K+S Aktiengesellschaft, 2.2%
3/5/2013 ,Crestwood Capital Management L.P., SolarWorld Aktiengesellschaft, 0.61%
3/5/2013 ,Pennant Capital Management LLC, AIXTRON SE, 1.82%
2/28/2012 ,Polygon Global Partners LLP, TAG Immobilien AG, 0.61%
*NEW*2/27/2012, Myriad Opportunities Master Fund Limited,KUKA Aktiengesellschaft, 0.59%
2/26/2013 ,Citadel Advisors LLC, SolarWorld Aktiengesellschaft, 1.66%
2/20/2013, Ennismore Fund Management Limited, Nordex SE, 0.6%
*NEW*2/19/2013 ,Highbridge Capital Management LLC, Heidelberger Druckmaschinen Aktiengesellschaft, 0.6%
2/15/2013 ,Barrington Wilshire LLC, IVG Immobilien AG, 2.05%
2/14/2013 ,CQS (UK) LLP, Deutsche EuroShop AG, 0.58%
2/14/2012 ,Discovery Capital Management LLC, Wacker Chemie AG, 1.91%
2/8/2013 ,Arrowgrass Capital Partners LLP, Drägerwerk AG & Co. KGaA, 0.9%
2/8/2013 ,AQR Capital Management LLC , K+S Aktiengesellschaft, 0.52%
2/6/2013 ,Barrington Wilshire LLC, Praktiker AG, 0.96%
*NEW*2/6/2013, ZBI EQUITIES L.L.C., Wacker Chemie AG, 1.01%
2/5/2013 ,Ennismore Fund Management Limited, Delticom AG, 0.69%
2/5/2013 ,QVT Financial LP, Wirecard AG, 0.59%
2/4/2013, Adelphi Capital LLP, Calesio AG, 0.74%
2/1/2013 ,Highbridge Capital Management, IVG Immobilien AG, 0.52%
2/1/2013 ,Citadel Advisors LLC, AIXTRON SE, 1.6%
1/30/2013, UBS O’Connor Limited, Klöckner & Co SE, 0.70%
1/30/2013 ,BlackRock Institutional Trust Company National Association, WINCOR NIXDORF International GmbH, 0.61%
1/29/2013 , Highbridge Capital Management, K+S Aktiengesellschaft, 0.6%
1/29/2013 ,Pine River Capital Management L.P., TUI AG, 0.78%
1/25/2013,Marble Arch Investments, SolarWorld Aktiengesellschaft, 1.61%
1/24/2013 ,Barrington Wilshire LLC, TAG Immobilien AG, 0.5%
1/21/2013 ,Ferox Capital LLP, Qiagen N.V, 0.56%
1/10/2013, Marshall Wace LLP, Aareal Bank AG, 0.5%
1/9/2013 ,Marble Arch Investments, United Internet AG, 0.71%
1/9/2013 ,AKO Capital LLP, STADA Arzneimittel Aktiengesellschaft, 0.90%
1/9/2013 ,Wellington Management Company LLP, Deutsche EuroShop AG, 2.55%
1/9/2013 ,Meditor Capital Management Limited, ProSiebenSat.1 Media AG, 0.71%
1/3/2013 ,AQR Capital Management LLC, Infineon Technologies AG, 0.70%
1/3/2013 ,Barrington Wilshire LLC, SMA Solar Technology AG, 1.30%
12/28/2012 ,Luxor Capital Group LP, Axel Springer Aktiengesellschaft, 0.58%
12/21/2012 ,LINDEN ADVISORS LP, TAG Immobilien AG, 1.38%
12/20/2012 ,Polygon Global Partners LLP, TUI AG, 0.56%
12/17/2012 ,Adelphi Capital LLP, Celesio AG, 0.61%
12/11/2012 ,CQS (UK) LLP, TAG Immobilien AG, 1.61%
12/10/2012 ,AKO Capital LLP, Wincor Nixdorf Aktiengesellschaft, 0.89%
12/10/2012 ,Ennismore Fund Management Limited, Conergy AG, 2.42%
11/22/2012 ,Susquehanna International Holdings LLC, Infineon Technologies AG, 1.80%
11/22/2012 ,JPMorgan Asset Management (UK) Ltd, AIXTRON SE, 0.51%
11/7/2012 ,BG Master Fund Plc, Volkswagen Versicherung Aktiengesellschaft, 0.71%
11/6/2012 ,Oxford Asset Management, Prelios Spa, 1.29%
11/6/2012 ,Oxford Asset Management, Unipol Gruppo Finanziario Spa, 0.61%
11/6/2012 ,SUNRISE PARTNERS LIMITED PARTNERSHIP, Modern Times Group AB, 0.60%
11/5/2012 ,BlackRock Institutional Trust Company National Association, Süss MicroTec AG, 0.60%
11/2/2012 ,Tiger Global Management LLC, Global PVQ SE, 0.63%
11/2/2012 ,Passport Capital LLC, Nordex SE, 0.61%
11/2/2012 ,Brookside Capital Management LLC, adidas AG, 0.59%
11/2/2012 ,BlackRock Advisors (UK) Limited, Süss MicroTec AG, 0.50%
11/2/2012 ,Tiger Management LLC, Powerland AG, 1.08%
11/2/2012 ,AQR Capital Management LLC, Symrise AG, 0.50%
11/2/2012 ,Davidson Kempner European Partners LLP, TUI AG, 0.53%
11/2/2012 ,Morton Holdings Inc., Wacker Chemie AG, 1.01%
11/2/2012 ,Arrowgrass Capital Partners LLP, Qiagen N.V., 1.11%
11/2/2012 ,Castle Creek Arbitrage LLC, Qiagen N.V., 0.82%
11/1/2012 ,Pennant Capital Management LLC, Sky Deutschland AG, 0.95%
11/1/2012 ,Pennant Capital Management LLC, TUI AG, 0.90%
[/table]
Germany Historical Data
Hungary: Stock Short Positions
[table]
Date, Fund, Company, Net Short Position (%)
3/27/2013, Lansdowne Partners Limited, OTP Bank részvény, 1.4%
2/13/2013, Linden Advisors LP, MOL részvény, 0.64%
2/7/2013, ZBI Equities, OTP Bank részvény, 0.68%
1/10/2013, Morton Holdings, OTP Bank részvény, 0.68%
12/28/2012, Erste Befektetési Zrt.,Synergon részvény, 0.67%
12/07/2012, Wellington Management Company LLP, FHB részvény, 0.66%
11/06/2012, Linden Advisors LP, OTP Bank részvény, 0.95%
[/table]
Hungary Historical Data
Ireland: Stock Short Positions
[table]
Date, Fund, Company, Net Short Position (%)
No current data
[/table] Ireland Historical Data
Italy: Stock Short Positions
[table]
Date, Fund, Company, Net Short Position (%)
4/22/2013, Oxford Asset Management, MEDIASET SPA, 0.58%
4/22/2013,Oxford Asset Management, UNIPOL GRUPPO FINANZIARIO SPA, 1.38%
4/22/2013 ,Marshall Wace LLP, BANCA MONTE DEI PASCHI DI SIENA SPA, 0.98%
4/22/2013, Marshall Wace LLP, BANCO POPOLARE SOCIETA’ COOPERATIVA,0.5%
4/22/2013 ,GMT Capital Corp, GEOX SPA, 3.26%
4/22/2013, Egerton Capital Limited, MEDIASET SPA, 0.7%
4/22/2013 ,AKO Capital LLP, PIRELLI & C. SPA, 0.88%
4/19/2013 ,The Goldman Sachs Group Inc., CELL THERAPEUTICS INC, 0.68%
4/19/2013 ,Odey Asset Management, BANCA MONTE DEI PASCHI DI SIENA SPA, 1.05%
4/18/2013, Oxford Asset Management, BANCO POPOLARE SOCIETA’ COOPERATIVA,0.64%
4/18/2013 ,AKO Capital LLP, FINMECCANICA SPA, 3.39%
4/17/2013 ,Marshall Wace LLP, MEDIASET SPA, 0.58%
4/16/2013 ,Wellington Management Company, BANCA MONTE DEI PASCHI DI SIENA SPA, 0.9%
4/16/2013, Marshall Wace LLP, FIAT SPA, 0.54%
4/16/2013 ,AKO Capital LLP, DIASORIN SPA, 1.07%
4/16/2013, Egerton Capital, FINMECCANICA SPA, 0.52%
4/15/2013 ,AQR Capital Management LLC, MEDIASET SPA, 1.48%
4/12/2013 ,AQR Capital Management LLC, A2A SPA, 1.69%
4/12/2013 ,Egerton Capital, BANCA MONTE DEI PASCHI DI SIENA SPA, 1.33%
4/12/2013 ,Highbridge Capital Management LLC, PIRELLI & C. SPA, 0.67%
4/11/2013 ,Viking Global Investors LP, ASSICURAZIONI GENERALI SPA, 0.55%
4/11/2013, Marshall Wace LLP, UNIONE DI BANCHE ITALIANE SCPA,1.32%
4/10/2013, GLG Partners LP, TERNA – RETE ELETTRICA NAZIONALE SPA,0.7%
4/9/2013, Wellington Management Company LLP, MEDIOLANUM SPA,0.71%
4/4/2013 ,Egerton Capital Limited, BANCA CARIGE SPA – CASSA DI RISPARMIO DI GENOVA E IMPERIA, 0.51%
4/4/2013 ,Discovery Capital Management LLC, BANCA POPOLARE DI MILANO SCRL, 0.71%
4/2/2013 ,BlackRock Institutional Trust Company National Association, MEDIASET SPA, 0.7%
3/19/2013 ,Sothic Capital Management LLP, TISCALI SPA, 1.91%
3/6/2013,Parvus Asset Management (UK) LLP, YOOX SPA, 1.03%
3/4/2013 ,Brookside Capital Management LLC, FIAT SPA, 0.52%
*NEW*2/21/2013, Odey Asset Management, FIAT SPA, 0.5%
2/21/2013, Altair Investment Management, PIAGGIO & C. SPA, 2.21%
*NEW*2/15/2013, TT International, PIAGGIO & C. SPA, 0.54%
2/12/2013 ,Oxford Asset Management, BANCA POPOLARE DI MILANO SCRL, 0.67%
*NEW*2/8/2013 ,Saemor Capital B.V., BANCA POPOLARE DI MILANO SCRL, 0.74%
2/4/2013 ,OrbiMed Advisors LLC, DIASORIN SPA, 0.72%
1/2/2013 ,Intermonte Sim Spa, CAPE LISTED INVESTMENT VEHICLE IN EQUITY SPA, 0.7%
1/10/2013 ,Oxford Asset Management, PRELIOS SPA, 0.59%
12/27/2012 ,AQR Capital Management LLC, FINMECCANICA SPA, 0.88%
12/4/2012 ,Citadel Advisors LLC, FIAT INDUSTRIAL SpA, 0.5%
11/1/2012 ,AKO Capital LLP, ATLANTIA SPA, 0.83%
11/1/2012 ,Ennismore Fund Management Limited, ACOTEL GROUP SPA, 0.69%
11/1/2012 ,FVP Master Fund L.P., RCS MEDIAGROUP SPA, 0.57%
11/1/2012 ,Intermonte Sim Spa, COGEME SET SPA IN LIQUIDAZIONE, 1.39%
11/1/2012 ,Morton Holdings Inc., DIASORIN SPA, 2.12%
11/1/2012 ,Wellington Management Company LLP, BANCA CARIGE SPA – CASSA DI RISPARMIO DI GENOVA E IMPERIA, 0.54%
8/30/2012, Pelham Long Short Master Fund Limited, FIAT SPA, 0.68%
[/table]
Italy Historical Data
Netherlands: Stock Short Positions
[table]
Date, Fund, Company, Net Short Position (%)
3/27/2013 ,GLG Partners LP, Koninklijke KPN N.V., 0.97%
3/26/2013 ,Adage Capital Management L.P., Aperam,1.07%
3/25/2013 ,Marshall Wace LLP, Koninklijke KPN N.V., 1.03%
3/25/2013 ,Oxford Asset Management , PostNL N.V., 1.22%
3/22/2013 ,Marshall Wace LLP , PostNL N.V., 0.82%
3/22/2013, BlackRock Institutional Trust Company National Association,Heijmans N.V., 1.3%
*NEW*3/22/2013, BlackRock Institutional Trust Company National Association,Koninklijke BAM Groep N.V., 0.52%
3/20/2013 ,Naya Master Fund LP, Royal Imtech N.V., 0.78%
3/19/2013, BlackRock Institutional Trust Company National Association, USG People N.V., 0.8%
3/19/2013 ,Marshall Wace LLP, Royal Imtech N.V., 1.04%
3/19/2013 ,Oxford Asset Management , AMG Advanced Metallurgical Group N.V., 0.69%
3/15/2013 ,AQR Capital Management LLC, SBM Offshore N.V., 0.66%
3/15/2013 ,AQR Capital Management LLC, Fugro N.V., 0.82%
3/15/2013 ,Capeview Capital LLP, Royal Imtech N.V., 0.52%
*NEW*3/15/2013,AQR Capital Management LLC, Koninklijke KPN N.V., 0.51%
3/15/2013, BlackRock Advisors (UK) Limited,Heijmans N.V., 0.99%
3/14/2013 ,GMT Capital Corp, Royal Imtech N.V., 2.14%
3/13/2012 ,AKO Capital LLP, TomTom N.V., 3.64%
3/13/2013 ,AKO Capital LLP, Fugro N.V., 1.27%
3/7/2013 ,BlackRock Institutional Trust Company National Association, Wereldhave N.V., 0.70%
3/1/2013,BlackRock Investment Management (UK) Limited,Heijmans N.V., 0.8%
*NEW*2/22/2013, Arrowgrass Capital Partners LLP, Koninklijke KPN N.V., 0.51%
2/21/2013, Lucerne Capital Management,Royal Imtech N.V., 0.50%
2/18/2013 ,Lansdowne Partners Limited, Royal Imtech N.V., 0.60%
2/4/2013 ,Morton Holdings Inc., Royal Imtech N.V., 3.23%
2/4/2013 ,Third Point LLC, Royal Imtech N.V., 0.70%
1/31/2013 ,Egerton Capital Limited, Fugro N.V., 0.71%
1/23/2013 ,GLG Partners LP, SNS Reaal N.V., 3.82%
1/16/2013 ,Oceanwood Capital Management LLP, SNS Reaal N.V., 0.88%
1/16/2013 ,BlackRock Investment Management (UK) Limited, SNS Reaal N.V., 1.61%
1/9/2013 ,Highbridge Capital Management LLC, AMG Advanced Metallurgical Group N.V., 0.73%
1/7/2013 ,BlackRock Institutional Trust Company National Association, ASM International N.V., 0.69%
1/3/2013 ,Balyasny Asset Management LP, Core Laboratories N.V., 1.47%
1/2/2013 ,JPMorgan Asset Management (UK) Ltd, Accell Group N.V., 0.99%
12/27/2012 ,Canada Pension Plan Investment Board, PostNL N.V., 0.50%
12/27/2012 ,Carlson Capital UK LLP, NSI N.V., 0.50%
12/18/2012 ,GLG Partners LP, Wolters Kluwer N.V., 0.54%
11/1/2012 ,Elliott Management Corporation, AMG Advanced Metallurgical Group N.V., 1.42%
11/1/2012 ,Daiwa Capital Markets Europe Limited, ASM International N.V., 0.78%
11/1/2012 ,Wellington Management Company LLP, Corio N.V., 0.66%
11/1/2012 ,Wellington Management Company LLP, Eurocommercial Properties N.V., 0.95%
11/1/2012 ,TT International, SNS Reaal N.V., 1.83%
11/1/2012 ,Marble Arch Investments LP, TomTom N.V., 1.96%
11/1/2012 ,Meritage Group LP, TomTom N.V., 0.68%
11/1/2012 ,Discovery Capital Management LLC, TomTom N.V., 0.61%
[/table]
Netherlands Historical Data
Poland: Stock Short Positions
[table]
Date, Fund, Company, Net Short Position (%)
1/18/2013 ,BLACK ROCK INSTITUTIONAL TRUST COMPANY NATIONAL ASSOCIATION, NETIA, 1.19%
1/18/2013 ,GLG PARTNERS LP, CEDC, 3.69%
1/9/2013 ,BLUE RIDGE CAPITAL LLC, KGHM, 0.75%
1/7/2013 ,MORTON HOLDINGS INC, PKNORLEN, 0.99%
11/22/2012 ,BLACK ROCK INSTITUTIONAL TRUST COMPANY NATIONAL ASSOCIATION, TVN, < 0.5%
11/2/2012 ,Discovery Capital Management LLC, KGHM, 0.82%
11/1/2012 ,WELLINGTON MANAGEMENT COMPANY LLP, BRE, 1.43%
[/table]
Poland Historical Data
Spain Stock Short Positions
Note: All positions listed below are those disclosed or changed on or later than 11/1/2012.
[table]
Date, Fund, Company, Net Short Position (%)
4/24/2013, Egerton Capital Limited, ZELTIA S.A, 0.56%
4/23/2013, Oxford Asset Management, GAMESA CORPORACION TECNOLOGICA S.A.,0.8%
4/22/2013,Highbridge Capital Management LLC, MEDIASET ESPAÑA COMUNICACION S.A., 0.81%
4/19/2013, Marshall Wace LLP, BANCO DE SABADELL S.A., 0.79%
4/19/2013,Egerton Capital Limited, ABENGOA S.A, 0.52%
*NEW*4/18/2013, Oceanwood Capital Management LLP, ACCIONA S.A, 0.51%
4/17/2013, Luxor Capital Group LP, ACERINOX S.A. 2.52%
*NEW*4/9/2013, Discovery Capital Management LLC, BANCO DE SABADELL S.A., 0.5%
4/10/2013, BNP Paribas SA, MELIA HOTELS INTERNATIONAL S.A., 1.32%
4/10/2013, Citadel Advisors LLC, BANKINTER S.A, 0.84%
4/8/2013, Marshall Wace LLP, INDRA SISTEMAS S.A., 0.68%
4/5/2013, Marshall Wace LLP, FOMENTO DE CONSTRUCCIONES Y CONTRATAS S.A., 1.75%
*NEW*4/2/2013, Wellington Management Company LLP, BANCO DE SABADELL S.A., 0.5%
3/28/2013, Marshall Wace LLP, BOLSAS Y MERCADOS ESPAÑOLES,1%
*NEW*3/26/2013, Philadelphia Financial Management of San Francisco LLC,BOLSAS Y MERCADOS ESPAÑOLES 0.5%
3/26/2012, Lansdowne Partners Limited, AMADEUS IT HOLDING S.A., 1.95%
3/22/2013,Pennant Capital Management LLC, ACERINOX S.A., 2.43%
3/5/2013, BlacRock Investment Management (UK) Limited, ABENGOA S.A, 0.8%
3/8/2013, Egerton Capital Limited, FOMENTO DE CONSTRUCCIONES Y CONTRATAS S.A., 1.12%
3/8/2013, Adelphi Capital LLP, BOLSAS Y MERCADOS ESPAÑOLES,1.37%
3/7/2013, Eminence Capital LLC, BOLSAS Y MERCADOS ESPAÑOLES,1.2%
3/5/2013, Amber Capital UK LLP, ABENGOA S.A., 0.97%
3/1/2013, Amber Capital UK LLP,ACS ACTIVIDADES DE CONSTRUCCION Y SERVICIOS S.A., 0.86%
3/1/2013, Lansdowne Partners, INDRA SISTEMAS S.A., 0.83%
*NEW*3/1/2013, BlacRock Investment Management (UK) Limited, INDRA SISTEMAS S.A., 0.51%
2/14/3013, Barrington Wilshire LLC, ANTENA 3 DE TELEVISION S.A., 0.52%
2/7/2013, Meditor Capital Management, BANKTINTER S.A, 0.8%
2/1/2013, Adelphi Capital UK, INDRA SISTEMAS S.A., 0.94%
2/1/2013, Hoplite Capital Management LLC, INDRA SISTEMAS S.A., 1.5%
1/25/2013, Wellington Management Company LLP, BANKINTER S.A, 1.23%
1/2/2013, Antipodean Advisors LLC, INDRA SISTEMAS S.A., 0.52%
12/13/2012, Valiant Capital Management, BANCO DE SABADELL S.A., 0.56%
11/2/2012, Steadfast Capital Management LP, MAPFRE S.A, 0.6%
11/1/2012, Sothic Capital Management LLP, SACYR VALLEHERMOSO S.A., 0.52%
11/1/2012, Morton Holdings Inc., INDRA SISTEMAS S.A., 1.58%
11/1/2012, Meditor Capital Management Limited, INDRA SISTEMAS S.A., 1.59%
11/1/2012, DISCOVERY CAPITAL MANAGEMENT LLC, BANKINTER S.A, 0.64%
11/1/2012, Teton Capital LLP, CAJA DE AHORROS DEL MEDITERRANEO, 1.03%
[/table]
Spain Historical Data
Sweden: Stock Short Positions
[table]
Date, Fund, Company, Net Short Position (%)
6/28/2013, Marshall Wace LP, SSAB AB, 0.56%
6/28/2013, Marshall Wace LP, Securitas AB, 0.6%
6/28/2013, Maverick Capital, ELekta AB, 1.01%
6/27/2013, Marshall Wace, Alfa Laval, 0.50%
6/27/2013, TT International, SSAB AB, 0.84%
6/26/2013, BlackRock Institutional Trust Company National Association, Skanska AB, 0.59%
6/26/2013 ,D. E. Shaw & Co. L.P., JM AB, 1.3%
6/25/2013, GMT Capital Corp, Ratos AB, 1.3%
6/25/2013, Highbridge Capital Management LLC,SSAB AB, 0.51%
6/25/2013, Egerton Capital Limited, Husqvarna AB, 0.71%
6/25/2013, Luxor Capital Group LP, Millicom International Cellular, 1.28%
6/25/2013, Luxor Capital Group LP, MTG AB, 0.68%
6/24/2013, ZBI Equities LLC, Elekta AB, 1.31%
6/24/2013, BlackRock Institutional Trust Company National Association, SAAB AB, 0.60%
6/20/2013, Marshall Wace LP, Electrolux AB, 0.62%
6/14/2013, Bocage Capital, Holmen AB, 0.52%
6/14/2013,Cadian Capital Management LLC, Elekta AB, 1.69%
6/14/2013 ,AQR Capital Management LLC, SSAB AB, 1.25%
6/12/2013 ,BlackRock Institutional Trust Company National Association, Husqvarna AB, 0.69%
6/12/2013, Carve Capital AB, Modern Times Group AB, 0.5%
6/12/2013, Platinum Investment Management Limited, SKF AB, 0.54%
6/11/2013 ,Ennismore Fund Mangement Limited, Net Insight AB, 0.76%
6/10/2013 ,Lansdowne Partners Limited, Sandvik AB , 1.1%
6/5/2013, Pictet Asset Management S.A., Clas Ohlson, 0.7%
6/5/2013 ,D. E. Shaw & Co. L.P., Elekta AB, 1.02%
6/4/2013, Luxor Capital Group, TELE2 AB, 1%
6/3/2013, Luxor Capital Group, Billerudkorsnas AB, 0.81%
5/30/2013,Parvus Asset Management (UK) LLP, JM AB, 0.82%
5/29/2013 ,Kynikos Associates LP, JM AB, 3.08%
5/29/2013 ,Sheffield Asset Management L.L.C., Eniro AB, 0.54%
5/28/2013, Lansdowne Partners, SKF AB,0.80%
5/15/2013, BlackRock Institutional Trust Company National Association, Securitas AB, 0.58%
5/13/2013 ,BlackRock Institutional Trust Company National Association, Modern Times Group MTG AB, 0.57%
5/7/2013 ,Sothic Capital Management LLP, Eniro AB, 2.08%
5/7/2013 ,Eton Park International LLP, Alfa Laval AB, 0.58%
5/2/2013, Pelham Capital Management LLP, Axfood AB, 1.12%
4/30/2013 ,D. E. Shaw & Co. L.P., SSAB AB, 0.68%
4/25/2013 ,Kynikos Associates LP, SSAB AB, 1.8%
4/12/2013 ,AKO Capital LLP for AKO Master Fund Limited, SAS AB, 1.71%
4/12/2013, Cadian Capital Management, Axis Communcations, 5.33%
4/10/2013, Egerton Capital Limited, Axis Communcations,0.6%
4/4/2013 ,Marshall Wace LLP, Oriflame Cosmetics SA, 0.89%
4/4/2013,BlackRock Investment Management (UK) Limited, Ratos AB, 0.61%
3/26/2013 ,Cadian Capital Management LLC, Axis AB, 5.21%
3/25/2013, BlackRock Investment Management (UK) Limited, Oriflame Cosmetics SA,0.59%
3/15/2013, Highbridge Capital Management LLC, CDON GROUP, 0.59%
3/13/2013, Pareto Öhman AB, Vostok Nafta Investment SDB, 0.81%
3/6/2013 ,AKO Capital LLP for AKO Master Fund Limited, Axis AB, 1.22%
3/5/2013 ,Lansdowne Partners Limited, Elekta AB, 0.99%
3/1/2013, Cobalt Capital Management INC, SSAB AB, 0.83%
2/28/2013 ,Pan Capital AB, Lindab, 1.66%
2/27/2013 ,Pan Capital AB, Haldex AB, 3.24%
2/19/2013 ,BlackRock Institutional Trust Company National Association, Elekta AB, 1.09%
2/8/2013 ,Greenlight Capital Inc., Elekta AB, 2.26%
2/1/2013 ,Egerton Capital Limited as general partner of Egerton Capital Limited Partnership, Axis Communications AB, 0.53%
1/30/2013, Lansdowne Partners Limited, Hennes & Mauritz AB (publ), 0.51%
1/22/2013 ,Ennismore Fund Mangement Limited, Nobia AB, 0.65%
1/8/2013 ,Sierra Global Management LLC, Eniro AB, 1.24%
12/20/2012 ,BlackRock Investment Management (UK) Limited, Haldex , 0.59%
12/10/2012 ,AQR Capital Management LLC, Husqvarna AB, 0.68%
11/27/2012 ,Headwater Holdings LLC, Modern Times Group AB, 0.65%
11/27/2012 ,Headwater Holdings LLC, SSAB AB, 0.54%
11/7/2012 ,AQR Capital Management LLC, Modern Times Group AB, 0.64%
11/2/2012 ,Oxford Asset Management, Active Biotech AB, 0.79%
11/1/2012 ,ALDEN GLOBAL CAPITAL LIMITED, Eniro AB, 0.99%
11/1/2012 ,AQR Capital Management LLC, Elekta AB, 0.71%
11/1/2012 ,Egerton Capital Limited , Axis Communications AB, 0.74%
11/1/2012 ,Ennismore Fund Mangement Limited, New Wave Group AB, 0.57%
11/1/2012 ,Lansdowne Partners Limited, Atlas Copco AB, 0.81%
11/1/2012 ,Lone Pine Capital LLC, Holmen AB, 0.81%
11/1/2012 ,Lone Pine Capital LLC, Electrolux AB, 0.66%
11/1/2012 ,Morton Holdings Inc., Oriflame Cosmetics SA, 2.01%
11/1/2012 ,Pelham Long Short Master Fund Ltd, Oriflame Cosmetics SA, 1.79%
[/table]
Sweden Historical Data