Enforcement: Broker Convicted Of Bilking Elderly Relatives In Fake Hedge Fund

Enforcement: Broker Convicted of Bilking Elderly Relatives in Fake Hedge Fund

Among recent enforcement actions by the SEC were charges against Goodyear for FCPA violations and against two Louisiana brothers-in-law for insider trading. In addition, a New Jersey broker was convicted of defrauding his great-aunt and great-uncle, and the judgment against a pension plan fiduciary added to the $12 million already recovered. NJ Broker Convicted of Bilking…

Q2 Hedge Funds Portable Database Now LIVE!!! Letters, Conferences, Slides And More [UPDATED 7/13 14:48 EST]

Q2 Hedge Funds Resource PageSimply click the menu below to perform sorting functions. This page was just created on 7/1/2020 we will be updating it on a very frequent basis over the next three months (usually at LEAST daily), please come back or bookmark the page. As always we REALLY really appreciate legal letters and tips on hedge funds Read More