Stocks

Activist Investor (13D/13G) Filings for January 09, 2018 – Concho Resources Inc (CXO) Most Noteworthy

There were 30 notable investor filings today. Concho Resources Inc (NYSE:CXO) is the largest company of interest.

JP Morgan Chase & Co has filed an SC 13G form with the Securities and Exchange Commission (SEC) disclosing ownership of 7,573,681 shares of Concho Resources, Inc. (NYSE:CXO). This represents 5.0 percent ownership of  Concho Resources Inc. Concho Resources, Inc. has declared a standard industrial code (sic) of 1311 which is the “Crude Petroleum and Natural Gas” industry.

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Concho Resources Inc
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When a person or group of persons acquires beneficial ownership of more than 5% of a company’s equity securities, they are required to file a Schedule 13D or 13G with the SEC. If these groups intend to influence management into changing the business strategy, they are considered "activist" investors. There is considerable academic research that suggest activist investors contribute to excess returns in equities in the subsequent twelve months after the event.

Investors that acquire 10% or more of a company's shares, or that gain a board seat, are considered insiders by the SEC and are subject to stricter insider trading filing requirements.

New Passive Investor Filings

Investors that acquire more than 5% of the shares of a company but have no intention of influencing management are considered passive investors and must file a 13G.

Cempra, Inc. (CEMP) - Flynn James E has filed a new SC 13G, reporting a 9.98% ownership stake in Cempra.

SB Financial Group, Inc. (SBFG) - Gendell Jeffrey L Et Al has filed a new SC 13G, reporting a 5.18% ownership stake in SB Financial Group.

Eagle Materials, Inc. (EXP) - JP Morgan Chase & Co has filed a new SC 13G, reporting a 5.90% ownership stake in Eagle Materials. This is an increase of 25.53% from their previous filing.

Edgewell Personal Care Company (EPC) - JP Morgan Chase & Co has filed a new SC 13G, reporting a 5.90% ownership stake in Edgewell Personal Care.

Dover Corp. (DOV) - JP Morgan Chase & Co has filed a new SC 13G, reporting a 5.90% ownership stake in Dover.

Dr. Pepper Snapple Group, Inc. (DPS) - JP Morgan Chase & Co has filed a new SC 13G, reporting a 5.80% ownership stake in Dr. Pepper Snapple Group.

Brandywine Realty Trust (BDN) - JP Morgan Chase & Co has filed a new SC 13G, reporting a 5.80% ownership stake in Brandywine Realty Trust.

CommScope Holding Company, Inc. (COMM) - JP Morgan Chase & Co has filed a new SC 13G, reporting a 5.90% ownership stake in CommScope Holding.

Concho Resources, Inc. (CXO) - JP Morgan Chase & Co has filed a new SC 13G, reporting a 5.00% ownership stake in Concho Resources.

Agile Therapeutics, Inc. (AGRX) - Perceptive Advisors Llc has filed a new SC 13G, reporting a 9.90% ownership stake in Agile Therapeutics.

Legacy Reserves LP (LGCY) - Baines Creek Capital, LLC has filed a new SC 13G, reporting a 10.74% ownership stake in Legacy Reserves. This is an increase of 114.37% from their previous filing.

Bioverativ Inc. (BIVV) - BlackRock Inc. has filed a new SC 13G, reporting a 10.00% ownership stake in Bioverativ.

Cloudera, Inc. (CLDR) - BlackRock Inc. has filed a new SC 13G, reporting a 11.30% ownership stake in Cloudera.

Community Healthcare Trust Incorporated (CHCT) - BlackRock Inc. has filed a new SC 13G, reporting a 14.10% ownership stake in Community Healthcare Trust. This is an increase of 302.86% from their previous filing.

Amended Activist Investor Filings

Insignia Systems, Inc. (ISIG) - Biglari Capital Corp. has filed an amended Schedule 13D/A, reporting a 10.00% ownership stake in Insignia Systems. This is a decrease of 35.48% from their previous filing.

WMIH Corp. (WMIH) - KKR Fund Holdings L.P. has filed an amended Schedule 13D/A, reporting a 25.70% ownership stake in WMIH.

Lennar Corp. (LEN.B) - Gamco Investors, Inc. Et Al has filed an amended Schedule 13D/A, reporting a 4.88% ownership stake in Lennar. This is a decrease of 12.86% from their previous filing.

Sandridge Energy Inc. (SD) - Icahn Carl C has filed an amended Schedule 13D/A, reporting an updated ownership stake in Sandridge Energy.

Amended Passive Investor Filings

Savara Inc (SVRA) - Sabby Management, LLC has filed an amended Schedule 13D/A, reporting a 1.60% ownership stake in Savara. This is a decrease of 83.98% from their previous filing.

Korn/Ferry International (KFY) - HG (Bermuda) Ltd has filed an amended Schedule 13D/A, reporting a 3.60% ownership stake in Korn.

Ampio Pharmaceuticals, Inc. (AMPE) - Terker Bruce E has filed an amended Schedule 13D/A, reporting a 6.57% ownership stake in Ampio Pharmaceuticals. This is a decrease of 0.15% from their previous filing.

PowerShares DB Silver Fund (DBS) - Axa Financial Inc has filed an amended Schedule 13D/A, reporting a 17.40% ownership stake in PowerShares DB Silver Fund. This is an increase of 55.36% from their previous filing.

NII Holdings, Inc. (NIHD) - Samberg Joseph D has filed an amended Schedule 13D/A, reporting a 10.90% ownership stake in NII Holdings. This is an increase of 14.74% from their previous filing.

VistaGen Therapeutics, Inc. (VTGN) - Sabby Management, LLC has filed an amended Schedule 13D/A, reporting a 9.68% ownership stake in VistaGen Therapeutics. This is an increase of 5.79% from their previous filing.

Myomo Inc. (MYO) - Sabby Management, LLC has filed an amended Schedule 13D/A, reporting a 3.63% ownership stake in Myomo. This is a decrease of 34.48% from their previous filing.

Biocept, Inc. (BIOC) - Sabby Management, LLC has filed an amended Schedule 13D/A, reporting a 2.74% ownership stake in Biocept. This is a decrease of 70.22% from their previous filing.

Axsome Therapeutics, Inc. (AXSM) - Sabby Management, LLC has filed an amended Schedule 13D/A, reporting a 4.99% ownership stake in Axsome Therapeutics. This is a decrease of 9.60% from their previous filing.

Wingstop Inc. (WING) - Wells Fargo & Company/mn has filed an amended Schedule 13D/A, reporting a 4.67% ownership stake in Wingstop. This is a decrease of 45.51% from their previous filing.

Tandem Diabetes Care, Inc. (TNDM) - Sabby Management, LLC has filed an amended Schedule 13D/A, reporting a 4.99% ownership stake in Tandem Diabetes Care. This is a decrease of 11.37% from their previous filing.

SenesTech, Inc. (SNES) - Sabby Management, LLC has filed an amended Schedule 13D/A, reporting a 4.99% ownership stake in SenesTech. This is a decrease of 36.99% from their previous filing.

Fintel provides free investor tools for data driven investors. See all new activist filings at Fintel.io/activists and new 13F filings at Fintel.io/latest-13f-filings.