Stocks

Activist Investor (13D/13G) Filings for January 10, 2018 – Citrix Systems Inc (CTXS) Most Noteworthy

There were 30 notable investor filings today.Citrix Systems Inc (NASDAQ:CTXS) is the largest company of interest.

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Fmr Llc has filed an SC 13G form with the Securities and Exchange Commission (SEC) disclosing ownership of 16,533,983 shares of Citrix Systems, Inc. (NASDAQ:CTXS). This represents 10.955 percent ownership of the company. Citrix Systems, Inc. has declared a standard industrial code (sic) of 7372 which is the "Prepackaged Software" industry.

When a person or group of persons acquires beneficial ownership of more than 5% of a company’s equity securities, they are required to file a Schedule 13D or 13G with the SEC. If these groups intend to influence management into changing the business strategy, they are considered "activist" investors. There is considerable academic research that suggest activist investors contribute to excess returns in equities in the subsequent twelve months after the event.

Investors that acquire 10% or more of a company's shares, or that gain a board seat, are considered insiders by the SEC and are subject to stricter insider trading filing requirements.

Citrix Systems Inc LyondellBasell Industries NV
Broadmark / Pixabay

New Activist Investor Filings

Investors that acquire more than 5% of the shares of a company and intend to influence management are considered activist investors and must file a 13D.

Union Bankshares Corp (UBSH) - CapGen Capital Group VI LP has filed a new SC 13D, reporting a 7.30% ownership stake in Union Bankshares.

SunLink Health Systems, Inc. (SSY) - Turner Howard E has filed a new SC 13D, reporting a 5.80% ownership stake in SunLink Health Systems.

Greenhill & Co., Inc. (GHL) - Bok Scott L has filed a new SC 13D, reporting a new ownership stake in Greenhill & Co..

China Auto Logistics Inc. (CALI) - Barna Capital Group Ltd. has filed a new SC 13D, reporting a 19.50% ownership stake in China Auto Logistics.

China Biologic Products, Inc. (CBPO) - Pw Medtech Group Ltd has filed a new SC 13D, reporting a 16.70% ownership stake in China Biologic Products.

New Passive Investor Filings

Investors that acquire more than 5% of the shares of a company but have no intention of influencing management are considered passive investors and must file a 13G.

KKR Real Estate Finance Trust (KREF) - Makena Capital Management Llc has filed a new SC 13G, reporting a 14.00% ownership stake in KKR Real Estate Finance Trust.

Puma Biotechnology Inc. (PBYI) - Henderson Group Plc has filed a new SC 13G, reporting a 11.60% ownership stake in Puma Biotechnology.

Ultragenyx Pharmaceutical Inc. (RARE) - Capital International Investors has filed a new SC 13G, reporting a 10.30% ownership stake in Ultragenyx Pharmaceutical.

Royal Gold, Inc. (RGLD) - Capital World Investors has filed a new SC 13G, reporting a 10.20% ownership stake in Royal Gold.

Evolent Health Inc. (EVH) - Capital Research Global Investors has filed a new SC 13G, reporting a 10.50% ownership stake in Evolent Health.

Yext, Inc. (YEXT) - Metz Brent has filed a new SC 13G, reporting a 7.10% ownership stake in Yext.

Switch Inc (SWCH) - Arrowpoint Asset Management, LLC has filed a new SC 13G, reporting a 10.60% ownership stake in Switch.

Siebert Financial Corp. (SIEB) - Gebbia John M. has filed a new SC 13G, reporting a 5.72% ownership stake in Siebert Financial.

Siebert Financial Corp. (SIEB) - Gebbia Richard has filed a new SC 13G, reporting a 6.66% ownership stake in Siebert Financial.

Lumentum Holdings Inc. (LITE) - Price T Rowe Associates Inc /md/ has filed a new SC 13G, reporting a 10.30% ownership stake in Lumentum Holdings.

Instructure, Inc. (INST) - SQN Investors LP has filed a new SC 13G, reporting a 5.40% ownership stake in Instructure.

Papa John's International, Inc. (PZZA) - JP Morgan Chase & Co has filed a new SC 13G, reporting a 5.10% ownership stake in Papa John's International.

Performance Food Group Company (PFGC) - JP Morgan Chase & Co has filed a new SC 13G, reporting a 6.90% ownership stake in Performance Food Group.

Monro Muffler Brake, Inc. (MNRO) - Wasatch Advisors Inc has filed a new SC 13G, reporting a new ownership stake in Monro Muffler Brake.

NorthWestern Corp. (NWE) - JP Morgan Chase & Co has filed a new SC 13G, reporting a 5.10% ownership stake in NorthWestern.

Kindred Healthcare, Inc. (KND) - JP Morgan Chase & Co has filed a new SC 13G, reporting a 6.40% ownership stake in Kindred Healthcare.

Kinsale Capital Group, Inc. (KNSL) - JP Morgan Chase & Co has filed a new SC 13G, reporting a 6.30% ownership stake in Kinsale Capital Group.

Movado Group, Inc. (MOV) - JP Morgan Chase & Co has filed a new SC 13G, reporting a 5.50% ownership stake in Movado Group.

Intercept Pharmaceuticals, Inc. (ICPT) - JP Morgan Chase & Co has filed a new SC 13G, reporting a 7.90% ownership stake in Intercept Pharmaceuticals.

Donnelley Financial Solutions (DFIN) - Fmr Llc has filed a new SC 13G, reporting a 11.13% ownership stake in Donnelley Financial Solutions.

Citrix Systems, Inc. (CTXS) - Fmr Llc has filed a new SC 13G, reporting a 10.96% ownership stake in Citrix Systems.

BroadSoft, Inc. (BSFT) - Fmr Llc has filed a new SC 13G, reporting a 11.26% ownership stake in BroadSoft. This is an increase of 158.77% from their previous filing.

uniQure N.V. (QURE) - Fmr Llc has filed a new SC 13G, reporting a 10.00% ownership stake in uniQure N.V.. This is an increase of 111.24% from their previous filing.

Voyager Therapeutics, Inc (VYGR) - Bb Biotech Ag has filed a new SC 13G, reporting a new ownership stake in Voyager Therapeutics.

Agree Realty Corp. (ADC) - Cohen & Steers Inc has filed a new SC 13G, reporting a 10.15% ownership stake in Agree Realty.

Fintel provides free investor tools for data driven investors. See all new activist filings at Fintel.io/activists and new 13F filings at Fintel.io/latest-13f-filings.