The SEC’s Agenda With Ari Weinberg by ETF Gurus
The SEC recently published a list of 53 questions about ETPs, covering everything from listing requirements to brokers’ sales practices. I sit down with Ari Weinberg, freelance journalist to the Wall St. Journal and Pensions & Investments, to dig into the juiciest of them and try and glean what the SEC may really be trying to accomplish here.
