[Archives] Patrick McCarty Hedge Fund Roundtable May 2003 Presentation

0
[Archives] Patrick McCarty Hedge Fund Roundtable May 2003 Presentation

Patrick McCarty Hedge Fund Roundtable Presentation via SEC

SEC Hedge Fund Roundtable May 14-15, 2003

Panel 6: Enforcement/Fraud Concerns

Worm Capital January 2020 Performance Update

Worm Capital Jan 2020Worm Capital performance update for the month ended January 2020. Q4 2020 hedge fund letters, conferences and more Dear Investors, Please see below for the net performance of our strategies through January 2021. If you'd like to learn more about our firm's long-term investment philosophy and our focus on disruptive technologies, we were recently invited Read More


Patrick McCarty

General Counsel, Commodity Futures Trading Commission

Facts And Figures

  • 18 of the Top 25 Hedge Funds* are Operated by CPOs
  • 55 of the Top 100 Hedge Funds are Operated by CPOs
  • 44 of the Top 100 Hedge Funds are registered with the CFTC as CTAs

CFTC Pool Case Picture: The Last 5 Years

  1. Vast majority of the 54 cases involving commodity pools/CPOs are unregistered pool cases (78%)
  2. Most involve outright misappropriation of investor funds (sometimes without any futures trading)
  3. Typically, fewer than 50 participants (though has reached 250)
  4. Typically, less than $10 million invested (though has reached $140 million)

Patrick McCarty Hedge Fund Roundtable

See full presentation below.

No posts to display