SEC Announces First Deferred-prosecution Agreement With An Individual

SEC announces first deferred-prosecution agreement with an individual (via Futures Magazine)

By Mary P. Hansen, Drinker Biddle November 21, 2013 • Reprints On November 12, 2013, the Securities and Exchange Commission (SEC) announced it had entered into a Deferred-Prosecution Agreement (DPA) with Scott Herckis, a former hedge fund administrator…